Our Client:
Our client seek a strategic Senior Legal Manager to safeguard their Insurance business. You will build their compliance framework, advise on regulations, oversee licensing, surveillance, AML/KYC, and new products. Apply to lead and make a key impact.
The incumbent will be reporting to department head directly.
Job Descriptions:
Serve as a trusted advisor to retail and institutional business lines (brokerage, global markets) on regulatory compliance, new product development, and transactional issues.
Design and implement firm-wide compliance frameworks, including monitoring programs, trade surveillance, policies, and procedures aligned with regulatory developments.
Manage core compliance operations: license applications, trade surveillance, AML/KYC/CDD reviews, client documentation checks, and marketing material reviews.
Lead compliance initiatives, including internal investigations, ad-hoc projects, staff training, and the implementation of new systems and controls.
Job Requirements:
A Bachelor’s degree in Business, Finance, Law, or a related field.
At least 8 years of legal/compliance experience from within a brokerage firm or regulatory body.
Fluent in English, Cantonese, and Mandarin (written and spoken).
A proactive team player with outstanding communication and presentation skills.
Highly responsible, resilient under pressure, and able to manage multiple priorities.
Languages
Fluent in Cantonese, English and Mandarin
Interested parties please email your resume to [email redacted, apply via Company website] for consideration. For job enquiries, please call 2114 2625 for more details.
Please mention your consultant's name on your application if you have already registered with Springer.
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Full-time